Securities & Futures Dealer

  • Singapore

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Duties & Responsibilities:

  • To execute securities, futures and options and related orders
  • Reporting to clients timely, orderly and accurately at all time.
  • To solicit and provide feedback on any customers’ unusual trading patterns (e.g sudden over-speculative behaviors), patterns of movement of funds, to HODs and Compliance department.
  • To monitor activities (asides from trading within limits and margin sufficiency) that could be related to money laundering and terrorism financing. Must have a good understanding of the factors which contribute to arouse suspicion in such activities.
  • To check and monitor customer’s equity and position limits to ensure no over-trading
  • To escalate immediately on occurrence of error, to ensure a detailed account of error report is made promptly

Job Requirements:

  • Diploma or Degree in Business, Finance, Engineering or related fields
  • Min 2 years experience in Dealing department
  • CMFAS modules 1A, 2A, 5, 6 and 6A are required
  • Knowledge on online trading platforms
  • Result-oriented, well-read on industry development and ability to articulate well
  • Good communication and interpersonal skills
  • Able to work on shifts & public holidays
  • Strong team player, fast learner, proactive and able to perform task independently
  • Good command in written and spoken English. Able to speak Mandarin to support Mandarin-speaking clients

Interested in joining our team and explore your talents in different parts of the world? Worry not, a work visa will be provided by Doo Group too, if applicable.

Please send in your resume, and personal as well as professional certificates, along with your job application to our HR mailbox: [email protected]

We will contact you soon if the requirements are met.