Duties & Responsibilities:

• To execute securities, futures and options and related orders
• Reporting to clients timely, orderly and accurately at all time.
• To solicit and provide feedback on any customers’ unusual trading patterns (e.g sudden over-speculative behaviors), patterns of movement of funds, to HODs and Compliance department.
• To monitor activities (asides from trading within limits and margin sufficiency) that could be related to money laundering and terrorism financing. Must have a good understanding of the factors which contribute to arouse suspicion in such activities.
• To check and monitor customer’s equity and position limits to ensure no over-trading
• To escalate immediately on occurrence of error, to ensure a detailed account of error report is made promptly

Job Requirements:

• Diploma or Degree in Business, Finance, Engineering or related fields
• Min 2 years experience in Dealing department
• CMFAS modules 1A, 2A, 5, 6 and 6A are required
• Knowledge on online trading platforms
• Result-oriented, well-read on industry development and ability to articulate well
• Good communication and interpersonal skills
• Able to work on shifts & public holidays
• Strong team player, fast learner, proactive and able to perform task independently
• Good command in written and spoken English. Able to speak Mandarin to support Mandarin-speaking clients